DD-UGA-APHRC-UEG-III-UG-1.0
ACCESS TO EDUCATION IN URBAN INFORMAL SETTLEMENTS IN UGANDA: A CASE OF KAMPALA AND MUKONO.
Urban Education Research-Uganda
| Name | Country code |
|---|---|
| UGANDA | UGA |
Other Household Survey [hh/oth]
N/A
The Ugandan Government in 1997 introduced the Universal Primary Education (UPE) policy. The policy
allowed the abolishment of tuition fees to increase access to education for the most marginalized. Other
national programs and interventions exist to ensure that all children access quality education without
any form of discrimination. Additionally, the Government of Uganda is also a signatory to international
and local treaties that protect the right to education for all. Despite the UPE policy and other programs
supporting access to quality education, children from marginalized communities still face exclusion from
education opportunities. Gender, regional disparities, socio-economic status and disabilities are some
of the key forms of exclusion that children face.
To understand access to quality education in urban informal settlements in Uganda, the African Population
and Health Research Center in 2018 brought together state and non-state actors of education working
in the urban informal settlements through the urban education project. Through this project, the state
and non-state actors of education formed a Uganda Urban Education Group (UEG). Stakeholders in this
group engaged in different activities, such as forming and strengthening the UEG group for a collective
voice in advocating for access to quality education for children living in urban informal settlements.
Through this engagement and review of existing literature, the stakeholders identified a gap. The gap
in the evidence was in relation to how children in urban informal areas in Uganda access education and
where the children access education. It was after several consultations with the UEG members that the
team sought to carry out a research study in selected urban informal settlements in Uganda.
The study titled ‘The Urban Education Agenda in Uganda: A Call for Targeted Attention on Education
for the Urban Poor’ sought to answer the following objectives.
Households: The study examines household characteristics, wealth, and how they influence children's access to education.
Individuals (Children): The study focuses on children aged 3-19, looking at their schooling patterns, attendance, enrollment, and progression.
Schools: The study includes a school survey, analyzing school facilities, teacher ratios, and overall learning environments.
Communities: The study considers the role of community leaders and the community in protecting the right to education.
2021-10-07
This survey data was collected 2021 and is the first version.
The scope of this survey includes,
HOUSEHOLD HEAD / MEMBERS : This included household heads, thier age, gender , level of educatuion, members in the houshold, access to serices and secondary wants in the household, whether any member in the household has undergone any event of suffering from predefined options, highest level of education within the houshold, access to facilities like toilets, type of schools, whether they receive any help and donations, wealthnscores of the household and general welfare of the household .
CHILDREN AND THEIR SCHOOLING HISTORY : this looked into whether the child named in a household attended school, the levels they reached, reasons if they did not attend school, their physical wellbeing and if they have any disabilities, his/her schooling before covid 19, thier grades, access to learning materials and platforms, and challenges faced during studying in the midst of covid 19. This information was got from parent/guardians /caregivers. However, Caregivers responded for children aged below 12 years while there was an option for those between 12- 19 years to be respondents.
PARENT/GUARDIANS / CAREGIVERS : this loked into the relationship betwwen the corespondent and the child in the household, why they sent the child to the schools they did, how they rate that school, how the child receives and does homework, the materials their child had during covid 19, if they can afford fees, whether they know about education rights in uganda, and how they supported their child during covid 19.
INSTITUTIONS HEADS/ HEAD TEACHERS/ DEPUTIES : this looked into the institutions this childfren were schooling, the school head or staff, how long they ahve been in that school, more details on the language they used in the school, highets clss/grade in the school, how the school is equiped to cater to different needs, number of textbooks in the school, size of land used by the school, availability of amenities like electricity, availability of toiletes, water, handwashing facilities, school feeding program and how accessible they are, how many boys/girls are in the school, criteria used to admit learners, how many have special needs, how much the school chargers, number of staff and governance of the school.
The study focuses on urban, poor informal settlements in Uganda. Specifically, data collection occurred in 42 villages selected in seven parishes within Kampala and Mukono. The geographic coverage is primarily urban areas only, concentrated in specific informal settlements within the Kampala and Mukono municipalities.
The survey covered household members, Household Heads, instituition`s heads/staff in schools, children in a household aged 3-19 years and parents/guardians/caregivers of this children.
| Name | Affiliation |
|---|---|
| Dr. Moses Ngware | APHRC |
| Charles Mukasa Lusambu | MoES Uganda |
| Name | Affiliation | Role |
|---|---|---|
| Charles Mukasa Lusambu | Ministry of Education and Sports (MoES) Uganda | Co-PI |
| International Day of the African Youth/Child | APHRC | Collaborator |
| Nyambura Thiong’o | APHRC | Co-Investigator |
| Francis Kiroro | APHRC | Co-Investigator |
| Maurice Mutisya | APHRC | Co-Investigator |
| Vollan Ochieng | APHRC | Co-Investigator |
| Benta Abuya | APHRC | Co-Investigator |
| Name | Role |
|---|---|
| Wellsprings Philanthropic Fund | FUNDER |
| Name | Affiliation | Role |
|---|---|---|
| International Day of the African Youth/Child ( IDAY ), uganda | collaboration and project implementation | |
| Bonface Butichi Ingumba | African Population and Health Research Center | Data Governance Officer |
This was a cross-sectional survey utilizing a mixed-methods approach. The study targeted households with school-going children (aged 3 to 19) in selected villages
While the data collected was for children aged 3 to 19 years, the analysis was restricted to children aged 4-17 years. We conducted the study in three sequential stages; i) listing of eligible households ii)Sampling for main data collection and household survey after full school re-opening and school survey. During the listing, 3059 households with 8039 individuals aged between 3 and 19 years were selected. In the main data collection, 1102 households with 2581 children aged 3 to 19 years were selected.
Sampling for the main study: Using the listing as a sampling frame, a sub-sample of 1102 households with 2581 individuals aged 3 to 19 years was drawn for the main study. The sampling of households and individuals took into consideration the study site and age of the individual. The household sample size was estimated using the following key considerations; a primary school level net enrollment rate of 85.05% (Uganda Bureau of Statistics, 2017) which provided an indicator of schooling access a 5% level of significance corresponding to a value of 1.96 from normal distribution curve (or in other words representing the 95% confidence intervals), a margin of error of 5% to ensure that our sample generates precise estimates, a power (1-ß) to reduce the probability of commiting type II error, a design effect of 2.5 and a non-response rate of 20%. Further, we made an assumption that each household on average had two children of school-going age (i.e. 3 to 19 years). Based on the above considerations, the household sample was computed using the formula recommended by Wang and Chow (2007), the household sample was therefore 1200 (rounding up 1199.5) and 2,400 children aged 3 to 19 years The sample was stratified proportionate to the two study sites based on their population and thereafter, randomly sampled the identified households to participate in the study.
Additionally, we purposely selected eighty-one participants for focus group discussions (FGDs) that were administered to parents. Four FGDs were conducted with male parents, and another four with female parents. Five (3 females and 2 males) of the FGD participants were parents of children with special learning needs. The study also had twelve (12) in-depth interviews (IDI) with respondents drawn from persons occupying elective and administrative offices within the study sites. Four key informant interviews (KIIs) were also part of the study respondents, and were all drawn from the national decision-making levels at the Ministry of Education and Sports (MoES). For both IDIs and KIIs, gender consideration was not a key inclusion criteria, and instead, the person of the office targeted was the key inclusion criteria.
Rapid survey after school re-opening: This was a phone-based survey conducted in 2022 to collect data on the schooling status that could not be collected in 2021 due to the prolonged school closures. Moreover, it was prudent to understand school resumption patterns after re-opening. The rapid survey targeted 634 households with 928 children aged 6-19 years that had been included in the main survey, not only to understand resumption of school after re-opening but also movements from one type of school to the other as well as teenage pregnancies. School survey: We identified all the schools (pre-schools, primary and secondary) located within the study sites of interest as well as those in their neighborhood that had enrolled at least 10 individuals. In total, the individuals of school going age were enrolled in over 600 institutions. Only 98 schools were selected for an in-depth school survey. The inclusion criteria included all schools that had been mentioned at least 5 times and were located within the study sites and those at least 20 kilometers outside of the study site that had enrolled at least 10 learners.
The study used a cross-sectional mixed-methods approach with a multi-stage sampling procedure. It involved listing eligible households, sampling for the main data collection, a rapid phone-based survey, and a school survey. The sampling considered stratification by study site and age, and purposeful selection for qualitative interviews.
Efforts were made to maximize participation. For instance, using a phone-based survey as a follow-up
stratification proportionate to the two study sites based on their population ensured weight was adjusted for in the sampling process to ensure representativeness
The following survey instruments were used for data collection: a) a household schedule and amenities questionnaire; b) an Individual schooling history questionnaire; c) a parental/guardian involvement questionnaire that incorporated questions on perception d) a Focus group discussion with parents and e) an in-depth interview questionnaire with opinion and policymakers.
A HOUSEHOLD SCHEDULE AND AMENITIES QUESTIONNAIRE: This tool collected data/information about household membership, their characteristics,social-economic characteristics, including food security, household shocks, household poverty, well-being, and household schedule. The household head or someone living in that household and with enough information on the household responded to this tool.The information in this tool was used to generate the wealth quintiles..
AN INDIVIDUAL SCHOOLING HISTORY QUESTIONNAIRE : This tool collected detailed schooling information about individuals aged between 3 and 19 years . This included (enrolment, type of school enrolled, participation in preschool among others) for the year (2020) before school closures.. Caregivers responded for children aged below 12 years while there was an option for those between 12- 19 years to be respondents. The tool also collected information on opportunities for learning during the school closures.
PARENTAL/GUARDIAN INVOLVEMENT QUESTIONNAIRE THAT INCORPORATED QUESTIONS ON PERCEPTION : The tool sought information on parental involvement in their children's schooling including homework support , parental perception of student schooling experience, feeding and costs of schooling. The perception tool gathered information on parents' perception of the quality of education in the era of universal education policies, their understanding of education as a right and their support to schools to improve access and quality. This was responded to by the parents of the child (ren) living in the household.
PARENTAL PERCEPTION SURVEY: this included views of parents on childs school and education and had questions like does the school have enough teachers, enough space for learners, is there physical educvation, is there a school vehicel, views on students with special needs in the school, whether they know education is a right, whether they donate to the school and how often they attend school festivals.:
INSTITUTIONAL TOOL QUESTIONNAIRE : The tool sought to understand the schools background information, enrollment, teachers qualifications , facilities available in the schools,schooling charge and the school governance.
this constituted the institutions this childdren were schooling, the school head or staff, how long they ahve been in that school, more details on the language they used in the school, highets clss/grade in the school, how the school is equiped to cater to different needs, number of textbooks in the school, size of land used by the school, availability of amenities like electricity, availability of toiletes, water, handwashing facilities, school feeding program and how accessible they are, how many boys/girls are in the school, criteria used to admit learners, how many have special needs, how much the school chargers, number of staff and governance of the school.
FOCUS GROUP DISCUSSION (FGD) WITH PARENTS: The guide explored parents’ understanding of the right to education and the role they play in ensuring that all learners are accorded or
RAPID SURVEY AFTER SCHOOL RE-OPENING: This was a phone-based survey conducted in 2022 to collect data on the schooling status that could not be collected in 2021 due to the prolonged school closures. Moreover, it was prudent to understand school resumption patterns after re-opening. The rapid survey targeted 634 households with 928 children aged 6-19 years that had been included in the main survey, not only to understand resumption of school after re-opening but also movements from one type of school to the other as well as teenage pregnancies.
The questionnaires were in in English language but were translated to ugandan where necessary.The questionaires are also available as external resources
| Start | End | Cycle |
|---|---|---|
| 2021-10-07 | 2021-10-07 | UEGIII |
The study recruited and trained enumerators, sought ethical approval, and put in place other quality measures, including spot checks during data collection were performed to enhance accuracy and completeness.
Data was extracted from Survey CTO, labeled, and cleaned. Stata Version 17.0 was used for data analysis
Survey CTO had necessary conditional checks and skips to ensure applicable responses and timely submission of collected data ensuring automated data entry controls.
The follow-up rapid phone survey in 2022 aimed to collect data on the schooling status that could not be collected due to the prolonged school closures.
a primary school level net enrollment rate of 85.05% (Uganda Bureau of Statistics, 2017) which provided an indicator of schooling access, a 5% level of significance corresponding to a value of 1.96 from normal distribution curve (or in other words representing the 95% confidence intervals), a margin of error of 5% to ensure that our sample generates precise estimates, a power (1-ß) to reduce the probability of commiting type II error, a design effect of 2.5 and a non-response rate of 20%. Further, we made an assumption that each household on average had two children of school-going age (i.e. 3 to 19 years). Based on the above considerations, the household sample was computed using the formula recommended by Wang and Chow (2007), the household sample was therefore 1200 (rounding up 1199.5) and 2,400 children aged 3 to 19 years
Based on the above considerations, the household sample was computed using the formula recommended by Wang and Chow (2007), the household sample was therefore 1200 (rounding up 1199.5) and 2,400 children aged 3 to 19 years
The sample was stratified proportionate to the two study sites based on their population and thereafter, randomly sampled the identified households to participate in the study.
Additionally, we purposely selected eighty-one participants for focus group discussions (FGDs) that were administered to parents. Four FGDs were conducted with male parents, and another four with female parents. Five (3 females and 2 males) of the FGD participants were parents of children with special learning needs. The study also had twelve (12) in-depth interviews (IDI) with respondents drawn from persons occupying elective and administrative offices within the study sites. Four key informant interviews (KIIs) were also part of the study respondents, and were all drawn from the national decision-making levels at the Ministry of Education and Sports (MoES). For both IDIs and KIIs, gender consideration was not a key inclusion criteria, and instead, the person of the office targeted was the key inclusion criteria.
| Name | URL | |
|---|---|---|
| African Population and Health Research Center | www.aphrc.org | datarequest@aphrc.org |
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DD-UGA-APHRC-UEG-III-UG-1.0
| Name | Abbreviation | Affiliation | Role |
|---|---|---|---|
| AFRICAN POPULATION AND HEALTH RESEARCH CENTRE (APHRC) | APHRC | Project implementation | |
| International Day of the African Youth/Child, Uganda, | IDAY | APHRC | collaborator |
2024-06-02
Version 1.0.